Scope
This tracks the genuinely new quantitative root estimate exposed by OEIS
A261318. It is not a claim that the generated family has already been proved
real-rooted.
The generated recurrence is
A_0 = 1, A_1 = 0, A_2 = X + X^2,
A_(n+3) = 2X A'_(n+2) + 2X A'_(n+1)
+ (X-2) A_(n+2) + (X-1) A_(n+1).
A bounded Claude Opus/max literature-and-proof consultation found a useful
first-order reduction, but no theorem in the checked literature that closes
the final estimates.
Checked algebraic reduction
Let L_a(f) = 2X f' + (X+a)f and q = X(1+X). For n >= 1, the order-two
recurrence is equivalent to
A_(n+1) = L_(-1)(A_n) + (-1)^(n-1) q.
Indeed, the original recurrence rewrites as
A_(n+1) = L_(-1)(A_n) + L_(-1)(A_(n-1)) - A_n, and the previous first-order
step supplies the alternating correction.
For n >= 2, define
Gamma_n = A_n / X + [n odd],
P_n = (Gamma_n - 1) / X.
Then
Gamma_(n+1) = L_1(Gamma_n) - X * [n even],
P_(n+1) = L_3(P_n) + [n odd],
A_n = X + X^2 P_n (n even),
A_n = X^2 P_n (n odd).
The unperturbed parity steps follow from the standard Eulerian-operator
interlacing argument. The perturbed steps reduce to the following quantitative
invariants.
Open root-derivative invariants
-
Starting with Gamma_2 = 1+X and the recurrence above, prove that every
Gamma_n is monic, has distinct negative roots, and satisfies
at every root r of Gamma_n. The downstream step needs only the weaker
threshold Gamma_n'(r) > 1/2 at roots where the derivative is positive.
-
Starting with P_2 = 1, prove that every P_n is monic, has distinct
negative roots, and satisfies
at every root r of P_n.
These estimates imply splitting of every A261318 row by sign changes at the
old roots. Finite high-precision checks show wide margins, but they are only
evidence.
Partial transfer lemma
A potentially reusable theorem is:
If a > 0, f is real-rooted, and theta < 0 is a root of L_a(f) with
f(theta) != 0, then (L_a(f))'(theta) has the sign of f(theta) and
|(L_a(f))'(theta)| > a * |f(theta)| / |theta|.
The proof uses f''f < (f')^2 away from the roots. This is not enough by
itself: closing the induction still needs a lower bound on the separation of
new roots of L_a(f) from the old roots of f.
Statement correction
The historical target Prec (A_n) (A_(n+1)) is false for odd n, already at
n=3, because A_3 has a double zero at 0 while A_4 has only a simple
zero there and additional negative roots to its right. Do not use that target
as an induction invariant.
References
Suggested formalization order
- Prove the first-order recurrence and the
Gamma/P identities.
- Formalize the partial transfer lemma as a general RealRooted theorem.
- Treat the two quantitative invariants as explicit
sorry targets while
investigating a root-separation estimate.
- Derive A261318 splitting only after those targets are discharged.
Scope
This tracks the genuinely new quantitative root estimate exposed by OEIS
A261318. It is not a claim that the generated family has already been proved
real-rooted.
The generated recurrence is
A bounded Claude Opus/max literature-and-proof consultation found a useful
first-order reduction, but no theorem in the checked literature that closes
the final estimates.
Checked algebraic reduction
Let
L_a(f) = 2X f' + (X+a)fandq = X(1+X). Forn >= 1, the order-tworecurrence is equivalent to
Indeed, the original recurrence rewrites as
A_(n+1) = L_(-1)(A_n) + L_(-1)(A_(n-1)) - A_n, and the previous first-orderstep supplies the alternating correction.
For
n >= 2, defineThen
The unperturbed parity steps follow from the standard Eulerian-operator
interlacing argument. The perturbed steps reduce to the following quantitative
invariants.
Open root-derivative invariants
Starting with
Gamma_2 = 1+Xand the recurrence above, prove that everyGamma_nis monic, has distinct negative roots, and satisfiesat every root
rofGamma_n. The downstream step needs only the weakerthreshold
Gamma_n'(r) > 1/2at roots where the derivative is positive.Starting with
P_2 = 1, prove that everyP_nis monic, has distinctnegative roots, and satisfies
at every root
rofP_n.These estimates imply splitting of every A261318 row by sign changes at the
old roots. Finite high-precision checks show wide margins, but they are only
evidence.
Partial transfer lemma
A potentially reusable theorem is:
The proof uses
f''f < (f')^2away from the roots. This is not enough byitself: closing the induction still needs a lower bound on the separation of
new roots of
L_a(f)from the old roots off.Statement correction
The historical target
Prec (A_n) (A_(n+1))is false for oddn, already atn=3, becauseA_3has a double zero at0whileA_4has only a simplezero there and additional negative roots to its right. Do not use that target
as an induction invariant.
References
Britnell--Wildon interpretation.
Bell numbers, partition moves and the eigenvalues of the random-to-top
shuffle in Dynkin Types A, B and D.
On the roots of sigma-polynomials.
Their real-rootedness theorem covers chromatic number at least
v-3, so itdoes not give a general cycle result.
On the real roots of sigma-polynomials.
Suggested formalization order
Gamma/Pidentities.sorrytargets whileinvestigating a root-separation estimate.